Sr. Associate, IT SOX Audit (Regulatory)

Company: Santander Holdings Usa Inc
Location: Allen
Posted on: November 25, 2022

Job Description:

Sr. Associate, IT SOX Audit (Regulatory)



Country: United States of America



WHAT YOU WILL BE DOING



As a member of the Technology organization, you will be part of the team that serves the needs of Santander Consumer, including products and services for personal, business, and corporate customers. - Our people are at the heart of everything we do. - - We are committed to teamwork, and we encourage collaboration and innovation to be a smart, customer-focused, and solutions-oriented organization.



The Senior Associate, IT Sox Audit management operates within the First Line of Defense and is accountable to assist the Business Control & Risk Management team in driving effective and consistent business line execution against the Enterprise Risk Management Framework.



This position will be responsible for supporting and driving certain portions of the IT Regulatory Program Office team. The role will be responsible for managing and supporting examinations (internal & external), and all stakeholders involved. The role will involve collection, review, and analysis of regulatory data and metrics, and remediation action plans. The role will also involve working with a variety of stakeholders at senior levels located throughout Groups US operating entities. -This position will be exposed to all various aspects of Technology, including but not limited to network security, access management, cyber security, IT architecture, IT resiliency, software development lifecycle, disaster recovery, infrastructure engineering, and all other aspects of IT management. This position will involve oversight and understanding of Groups US operating entities, including their respective lines of business and corporate functions, as well as participation in all facets of management of examinations and reviews of Groups US operating entities. -Advanced knowledge of applicable US laws and regulations and financial services industry regulators is a plus.



Additional responsibilities include:

Manage examinations, audits, and reviews on behalf of the Technology organization, specifically IT SOX audit

Management of all key stakeholders throughout Technology examination, audit, and review; including the auditors/regulators

Work with various stakeholders to evaluate action plans, and remediation actions

Collaborate with various teams to identify, assess, and validate various Technology risks and controls before, during and after examinations, audits and/or reviews

Keep abreast of legal and regulatory matters affecting the US financial services industry, the regulatory environment, and potential impact on Groups US operating entities

Compile, analyze, and review quantitative and non-quantitative regulatory risk management information from Groups US operating entities

Provide leadership within the RPO team, IT Chief Operations Office and Technology to effectively lead and collaborate with various stakeholders while influencing strategic goals.

Partner with Second Line of Defense to provide input/review of relevant frameworks, policies, and standards.

Drive Risk Culture: Facilitate awareness of, and adherence to, risk frameworks, policies, and standards through internal validation and issue/risk management.

Continuously monitor all sources of risk existing within Technology, and externally; while utilizing research, networking, and experience to anticipate critical risks and issues impacting Technology



Qualifications:

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.



Education:

Bachelor's Degree or equivalent work experience in Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics, or equivalent field.

Master's Degree in Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics, or equivalent field. (Pref)



Work Experience:

Risk Management, Internal Controls, Auditing, Credit Management, relevant line of business experience and/or legal or regulatory experience., 9+ years

IT Audit experience is preferred



Skills and Abilities:

Demonstrated experience supporting and/or leading risk projects across multiple business lines offering a wide variety of financial services products and services.

Knowledge of applicable laws and regulations and financial services industry regulators

Understanding of banking operations and the financial services regulatory and risk management environment

Ability to build credibility with, collaborate with, and influence line of business executives.

Excellent analytical and complex problem-solving skills.

Strong project management skills.

Ability to constructively work both independently and in collaborative environments involving all levels of management and employees

Ability to build internal and external networks of information resources within the risk management ecosystem.

Excellent oral and written communication and presentation skills

Advanced PC (MSWord, Excel, Access, PowerPoint) skills



Diversity & EEO Statements: At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We actively encourage everyone to apply.



Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.



Working Conditions: Frequent Minimal physical effort such as sitting, standing and walking. Occasional moving and lifting equipment and furniture is required to support onsite and offsite meeting setup and teardown. Physically capable of lifting up to fifty pounds, able to bend, kneel, climb ladders.



Employer Rights: Employer Rights: This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate at any time for any reason.

Bachelor of Science (BS) English



Primary Location: - Dallas, Texas, United States of America



Other Locations: - Texas-Dallas,Florida-Miami,Massachusetts-Dorchester



Organization: - Santander Consumer USA Inc.

Keywords: Santander Holdings Usa Inc, Allen , Sr. Associate, IT SOX Audit (Regulatory), Accounting, Auditing , Allen, Texas