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Compliance Manager

Company: Silicon Valley Bank
Location: Sherman
Posted on: June 12, 2021

Job Description:

Compliance Manager ["Sherman Oaks"] OVERVIEW The Cayman Compliance Manager will assist in providing advisory guidance to the SVB Cayman Branch and SVB Capital Cayman Funds on regulatory requirements, emerging regulatory risks, and regulatory considerations with respect to the Cayman regulations. The candidate will be responsible for researching and staying current on Cayman regulatory changes and industry practices in order to support the business lines situation and needs. A successful Cayman Compliance Manager is someone who can demonstrate a desire and willingness to build the necessary knowledge and collaborate with others, has strong interpersonal skills and the ability to deal with ambiguity and change. Most importantly, being optimistic when faced with complex situation and a drive to solve issues. PRIMARY RESPONSIBILITIES 1. Serve as a credible business partner to the 1st LOD business teams and leaders, providing advisory guidance for applicable laws and regulations impacting the Cayman Branch and Cayman Funds. 2. Assist in the review and assessment of regulatory changes and communicate, verbal and written, understanding to business partners, including any required action. 3. Assist with development and maintenance of Cayman Compliance Program documents, including quarterly program reporting, policies, procedures, inventory of applicable regulations, risk registers, training and presentation materials. 4. Support the creation and implementation of a strategic plan for the Cayman Compliance program 5. Assist with executing the annual Cayman Risk Assessments (AML Program and Regulations), which includes coordinating with 1st LOD stakeholders, analyzing appropriate datasets and evaluating related risks and controls. 6. Collaborates with other functional areas or organizations, e.g., IT/Cyber Security, Business Continuity Management, Data Governance, Financial Crimes Risk Management, to ensure Cayman requirements are accounted for and addressed in the relevant policies/standards. 7. As needed, provide SME support to the Compliance Monitoring & Testing (CMT) for Cayman requirements 8. Provide assistance for Cayman related regulatory inquiries and examinations. B.S in Business Administration, Accounting, Finance or equivalent Minimum of 7+ years of banking or risk management experience with a minimum of 3+ years of experience related to regulatory/compliance management process or financial crimes. Strong regulatory background, experience with Cayman Islands regulatory regimes and AML regulations are a plus, but not necessary. Flexibility in learning new topics, handling change and deadlines Good analytical, research, organizational, and project management skills. Strong individual contributor with the ability to work as a team. Strong understanding of the Compliance Management Systems and the regulatory framework that apply to financial institutions. Strong presentation skills, verbal and written communication skills including experience in Audit/Compliance/Regulatory discussions Good understanding of regulatory requirements that apply to the financial service section and banking operations. Legal, Risk or Operational background in the Financial Services industry preferred Ability to parse and interpret relevant regulations and understand how to adapt to regulatory changes Effectively resolving conflicts in the workplace, either between oneself and colleagues or among other colleagues, without escalating the situation or creating long-term rifts in the working environment Demonstrated capacity to learn, intellectual honesty and independent thinking Compliances Risk & Audit No Jun 2, 2021, 2:17:46 PM Full-time

Keywords: Silicon Valley Bank, Allen , Compliance Manager, Other , Sherman, Texas

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